Our Compliance services help companies to address their compliance needs by leveraging an integrated and robust solution. We come with an in-depth experience to address the diverse and complex regulations of global markets. Our team has experience in variety of compliance areas, such as Transaction monitoring Analytics using tools like Mantas, NORKOM, Actimize and other in house tools, KYC Analytics (CDD, PEP, EDD and CRR), Name Screening and segmentation/ clustering, scenario/model development etc.

By managing these voluminous monitoring and tracking activities, we help clients rigorously investigate all suspicious documents, reducing false positives and capture all false negatives. This exhaustive review helps clients uncover any hidden risks, thereby reducing risk of reputation and financial losses

WHAT WE OFFER:

  • Segmentation
    • Attribute analysis/Initial segmentation/Clustering
  • Scenario/Model development
    • Developing and validating scenario/model
    • Fine-tuning existing scenario/model
    • Identifying redundant scenario/model
  • Threshold tuning and calibration
    • Setting up initial thresholds
    • Tuning thresholds
    • ATL/BTL testing
  • Reporting (regulatory and audit)

AML Support:

  • Transaction monitoring
  • Post-transaction reviewing of alerts
  • Reviewing false positives
  • Investigating flagged transactions
  • Ascertaining unusual or suspicious trades
  • Documenting findings in Suspicious Activity Investigation Report (SAR)
  • Filing support for SAR
  • Maintaining and tracking SAR reporting